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DTSTAMP:20240325T185834Z
LOCATION:Salon A-3
DTSTART;TZID=America/Chicago:20240325T140600
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UID:HFESHCS_2024 International Symposium on Human Factors and Ergonomics i
 n Health Care_sess122_INDLEC183@linklings.com
SUMMARY:Implementation of Systemic Contributors and Adaptations Diagrammin
 g for Event Review
DESCRIPTION:Oral Presentations\n\nNikoleta Kolovos (Washington University 
 School of Medicine in St. Louis)\n\nMany patient safety events do not meet
  the criteria for formal hospital review but impact ongoing safety efforts
  at the unit level, frequently revealing weaknesses in the local system th
 at put patients at risk. Concise review of these events is likely to stren
 gthen the overall system of care delivery, but individual hospital units m
 ay not be sufficiently resourced to undertake standard retrospective event
  analysis techniques. To meet this need, we have piloted the introduction 
 of an alternate method of event review in the Pediatric Intensive Care Uni
 t (PICU): Systemic Contributors Analysis and Diagram (SCAD) (Jefferies et 
 al., 2022). First utilized by the National Aeronautics and Space Administr
 ation (NASA) following a near-miss event in 2013, SCAD identified multiple
  contributors to a near-fatal event not evident in the RCA performed for t
 he event (Walker et al., 2016). In our PICU, the SCAD technique focuses on
  identifying pressures in the critical care delivery environment that lead
  to conflicts and adaptations that contribute to patient safety events. Pr
 oponents of this methodology seek to collaborate with Washington Universit
 y School of Medicine and St. Louis Children’s Hospital to deploy this tool
  to both promote safer healthcare and advance the field of human factors a
 nd resilience engineering.\n\nSimilar to many hospitals, when a serious sa
 fety event occurs at St. Louis Children’s Hospital, hospital leaders partn
 er with the unit and proceed with a standard retrospective event analysis,
  such as an Apparent Cause Analysis (ACA) or a Common Cause Analysis (CCA)
 . For sentinel events, a Root Cause Analysis (RCA) is performed as require
 d by The Joint Commission. RCAs provide structure but may expend considera
 ble resources. These hospital-level event analyses require in-depth chart 
 review and scheduling at least one meeting with multiple individuals invol
 ved in the event. Units also define specific triggers for patient safety e
 vent review, which may include mortality, return to a higher level of care
  within 24 hours, or unplanned procedures. These triggers do not usually r
 equire hospital-level involvement, but unit-based patient safety specialis
 ts expend significant e&#64256;ort creating timelines, reviewing charts, and faci
 litating meetings. Regrettably, staff and other resource shortages increas
 ingly constrain the number of events to undergo analysis at all, putting t
 he organization at further risk. \n\nIt is not uncommon for RCA, ACA, and 
 CCA action items to include those of low to intermediate strength, as desc
 ribed by the National Patient Safety Foundation (NPSF) (2015). The NPSF al
 so notes that recurrence rates may result from intermediate- or weaker-str
 ength action items that focus more on human memory versus actions that tak
 e a system-based approach (2015). Following the implementation of many RCA
 , ACA, and CCA interventions at our institution, we find that events of th
 e same type do regrettably recur. While unfortunate, this phenomenon is no
 t unexpected, as the long-term impact on event recurrence is not clear wit
 h the use of RCAs (Kellogg et al., 2016; Wu et al., 2008). Peerally and co
 lleagues (2016), studying the sentinel events most commonly reported to th
 e Joint Commission (falls, wrong-side or wrong-site surgery, and retained 
 foreign objects), noted that while these events occur infrequently, they m
 ay indeed recur in the same institution.\n\nWhile SCAD reviews do not repl
 ace hospital-level work via RCAs, ACAs, or CCAs at our institution, we fin
 d that the SCAD analysis approach offers the PICU several advantages, incl
 uding ease of scheduling—a core team performs the work during an establish
 ed time; less preparation work required as the process is a facilitated di
 scussion; events analyzed are those not typically reported to the Joint Co
 mmission; more open discussion—less focus on the individual and more on th
 e environment. \n\nThe core SCAD analysis team, consisting of Pediatric Cr
 itical Care Medicine faculty, patient safety specialists, and fellows, hav
 e used the SCAD tool to review nineteen patient safety events in our PICU.
  The SCAD process consists of a one-hour facilitated discussion where the 
 SCAD diagram projects on a whiteboard, whereupon open commentary is encour
 aged in a blame-free environment. Beyond the eleven mortality or cardiopul
 monary resuscitation events and two patient morbidity and care escalation 
 events, the remaining events offered opportunities to explore care system 
 processes that did not cause patient injury but were at risk for recurrenc
 e and could result in future harm. Facilitators also use SCAD to promote d
 iscussion around decision-making removed in space and time from the event 
 as well as endemic blunt-end forces in the system. The core SCAD analysis 
 team develops action items following the discussion and helps facilitate t
 heir implementation. \n\nWe will share a case study of a SCAD analysis com
 pleted when a nurse inadvertently administered an intravenous medication o
 rally. While the patient experienced no harm, the review uncovered medicat
 ion practices unknown to most bedside staff. The SCAD diagram afforded ins
 ight into multiple systemic contributors to the event. These insights, whi
 ch are qualitatively different than those afforded by RCAs, include how ti
 me pressure interacts with the unit’s reliance on the IV team, considerati
 ons regarding sucrose and breastmilk, sources of expertise sought out by n
 urses, and challenges using the medication-dispensing machine requiring pr
 eviously unappreciated staff adaptations.\n\nJefferies, C. M., Balkin, E. 
 A., Groom, L., & Rayo, M. F. (2022). Developing Systemic Contributors and 
 Adaptations Diagramming (SCAD): Systemic insights, multiple pragmatic impl
 ementations. Proceedings of the 66th Annual International Meeting of the H
 uman Factors and Ergonomics Society, 66, 75–79. \n\nKellogg, K. M., Hettin
 ger, Z., Shah, M., Wears, R. L., Sellers, C. R., Squires, M., & Fairbanks,
  R. J. (2016). Our current approach to root cause analysis: Is it contribu
 ting to our failure to improve patient safety? BMJ Quality & Safety, bmjqs
 -2016-005991. \n\nNational Patient Safety Foundation (NPSF). (2015). RCA2:
  Improving Root Cause Analyses and Actions to Prevent Harm. National Patie
 nt Safety Foundation. https://www.ihi.org/resources/Pages/Tools/RCA2-Impro
 ving-Root-Cause-Analyses-and-Actions-to-Prevent-Harm.aspx\n\nPeerally, M. 
 F., Carr, S., Waring, J., & Dixon-Woods, M. (2016). The problem with root 
 cause analysis. BMJ Quality & Safety, bmjqs-2016-005511. \n\nWalker, K. E.
 , Woods, D. D., & Rayo, M. F. (2016). Multiple Systemic Contributors versu
 s Root Cause: Learning from a NASA Near Miss. Proceedings of the Human Fac
 tors and Ergonomics Society Annual Meeting, 60, 264–264. \n\nWu, A. W., Li
 pshutz, A. K. M., & Pronovost, P. J. (2008). Effectiveness and efficiency 
 of root cause analysis in medicine. JAMA, 299(6), 685–687.\n\nTrack: Patie
 nt Safety Research and Initiatives\n\nSession Chairs: Hanna J Barton (Univ
 ersity of Wisconsin - Madison) and Asfand Khan (Embry-Riddle Aeronautical 
 University, AdventHealth)
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